December 8, 2014
John Neal of PTI Securities & Futures talks oil stocks and how the markets will play out for the rest of 2014. Bruce Moran is in-studio talking cyber security with Chuck Floyd of Security Solutions Technology and Courtney Sullivan of Venable. Finally, David Andalman of DACS Research provides technical strategies for today’s bull markets.
NOTE: Due to technical difficulties, shows older than September 11, 2015, are unavailable for download. We apologize for the inconvenience.
Guests & Co-Hosts
John Neal directs PTI Securities’ Glendale, Arizona office serving the firm’s clients in the Phoenix metro area and across the Western U.S. He oversees day-to-day operations, including client services, investor education, staff management and marketing. John has more than 12 years of management experience in the securities and financial services industry. He joined PTI Securities in 2003 in this role. Prior to that time, he was a branch manager with Phoenix area firms, Granite Capital Management and, most recently, Independent Financial Management. A native of Pittsburgh, Pennsylvania, John earned a bachelor’s degree in international management from Arizona State University in Tempe. Away from work, John enjoys reading, live music and outdoor activities. He also volunteers with the St. Vincent De Paul Society and the Lupus Foundation of America. Married with two children, John and his family live in Peoria, Arizona.
Bruce J. Moran is a Senior Consultant (Security Solutions Technology, LLC.), Subject Matter Expert (SME) and Strategic Planning Consultant to public officials, committees, departments, agencies, ‘think tanks’ and governments. He is experienced in foreign policy, security operations & hi-tech systems I.E. logistics & operations (connectivity, interoperability and interfacing), SMART* fusion protocols and applications. He consults for The U.S. Department of Defense, U.S. State Department, U.S. Department of Commerce, USTR, Senate Foreign Relations Committee, House Committee on Foreign Affairs, Joint Economic Committee, House/Senate Committees on Banking & Finance, Senate Permanent Committee Investigations and the Senate Select Committee on Intelligence.
Chuck is a senior executive with an MBA and a Masters degree in Logistics, with over 25 years of experience driving strategy, business development, market penetration, regulatory compliance, acquisitions, program management, and joint ventures with industry and the U.S. Departments of State, Defense, Homeland Security, Health & Human Services, Justice, Veteran Affairs, and the U.S. Congress. He is also adept at managing domestic and international teams, collaborating with business, government and other stakeholders, and leading large-scale programs from planning to completion. His extensive expertise includes strategic planning, business development & capture, marketing, program management, security, spiral & agile development, Six Sigma and ISO process improvements, P&L, supply chain and operations management. He has experience writing legislation and managing government relation programs.
Chuck has traveled to over 50 countries around the world and has coordinated contracts, policy, and agreements with foreign government officials. He also has experience building, managing, and motivating high-performing teams that exceed expectations and company objectives.
A seasoned litigator and member of Venable’s Commercial Litigation Group, Courtney Sullivan has extensive government and private practice courtroom experience focusing on criminal and civil matters. She represents clients in a host of industries including government contracting, hospitality, and cybersecurity. She also has significant experience in investigations, strategic planning, and privacy matters.
Ms. Sullivan most recently served as a trial attorney in the Department of Justice (DOJ) Counterterrorism Section, National Security Division. In this role she successfully prosecuted a number of high-profile terrorism trials in a variety of federal courts across the country, advised the Assistant Attorney General for National Security on classified intelligence operations, and managed investigations with members of the intelligence community, including the FBI, CIA, the Department of Defense, the Department of Treasury, and the Department of State. She also worked in close coordination with multiple foreign governments in domestic and foreign terrorism prosecutions and investigations. In federal terrorism trials, Ms. Sullivan held primary responsibility for the government’s use and protection of classified information. She has held the highest-level security clearance, handling some of the government’s most sensitive national security information, for nearly twelve years. She participated in and supervised some of the largest terrorist investigations in U.S. history.
Ms. Sullivan joined DOJ in 2003 and held a variety of national-security positions over the course of more than a decade. She has received recognition from four successive Attorneys General, and a medal for distinguished civilian service from the Department of Defense. As an attorney advisor and Senior attorney in the Office of Intelligence Policy and Review, Ms. Sullivan represented the United States before the Foreign Intelligence Surveillance Court and conducted oversight of the intelligence agencies to ensure federal law compliance—particularly the privacy rights of U.S. citizens. She later accepted a detail to prosecute, in military commissions, a number of High Value Detainees (HVDs), ultimately negotiating the first and only guilty plea and cooperation agreement with an HVD, resulting in a sentence of nineteen to twenty-five years. Most recently, Ms. Sullivan served as Deputy to the Chief Prosecutor of the Military Commissions, a Brigadier General, and led a second successful plea and cooperation agreement with a Guantanamo Bay detainee, while also advising and working on the ongoing 9/11 and U.S.S. Cole prosecutions.
Ms. Sullivan was the lead prosecutor on the United States efforts to prosecute a number of perpetrators of the deadly October 2002 terrorist attacks on nightclubs and the U.S. Consulate in Bali, Indonesia, which resulted in over 200 murders, the August 2003 bombing of the J.W. Marriott in Jakarta, Indonesia, and the 2009 bombings of the J.W. Marriott and Ritz Carlton hotels in Jakarta. She also led the United States’ efforts to develop one of the most significant terrorist cooperators in recent history, a British citizen who was a co-conspirator in the Richard Reid “shoe bomb” plot, who has been a key witness in the prosecution of a number of recent terrorist trials in the Southern and Eastern Districts of New York.
Prior to her tenure at DOJ, Ms. Sullivan worked as a commercial litigation associate for over five years in private practice. She was involved in all manner of disputes ranging from intellectual property to partnerships. Her practice area focused largely on construction litigation (including government contracts), products liability defense, and international arbitration.
Technical Analyst, DACS Research, PTI Securities & Futures
David Andalman joins the Stocks & Jocks show every Monday and Wednesday morning. He was born and raised in Chicago, Illinois and earned his bachelor's degree in Engineering from the University of Illinois, and then his MBA in Finance and Marketing from Indiana University. David traded for a year at the MidAmerica Commodity Exchange before starting the DACS Research Newsletters on commodity futures, which were the first all-technical research newsletters at the CME. Currently, he has been a senior wealth manager and portfolio strategist for over 23 years. He holds registrations in Series 3, 4 (Options Principal), 7, 55, 63 and is a registered Commodity Trading Advisor. Read more.
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