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The Series

October 28, 2016


Chief and Matty Weber preview Game 3 in the World Series. Then Kathy Dervin is in-studio with special guest, Dan Katz, Associate Professor of Law at Chicago Kent. Together they talk political corruption and predict who will win what battleground states in the presidential race. Finally, John Neal of PTI Securities & Futures‘ Peoria, AZ office shares a ‘Stock of the Day’. 

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Guests & Co-Hosts

Kathy Dervin

Kathy Dervin has been with Stocks & Jocks since 2011 as our Friday morning contributor, producer and banking guru. She has worked in the financial markets industry since 1993, including PC Quote/HyperFeed 1993 to 2003 and Thomson Reuters 2003 to 2013. She is currently Vice President at an investment bank. Read more.

Dan Katz

Professor Katz is a scientist, technologist and law professor who applies an innovative polytechnic approach to teaching law, meshing litigation and transactional knowledge with emerging software and other efficiency-enhancing technologies to help create lawyers for today’s challenging legal job market. Both his scholarship and teaching integrate science, technology, engineering, and mathematics.

Professor Katz’s forward-thinking ideas helped to earn him acknowledgement in the 2013 Fastcase 50, an award which “recognizes 50 of the smartest, most courageous innovators, techies, visionaries, and leaders in the law.” He was also named to the American Bar Association Journal‘s 2013 Class of “Legal Rebels,” a prestigious group of change leaders in the legal profession.

Professor Katz teaches Civil Procedure, E-Discovery, and Entrepreneurial Lawyering at Chicago-Kent and spearheads new initiatives to teach law students how to leverage technology and entrepreneurship in their future legal careers. He joined Chicago-Kent in 2015 from Michigan State University College of Law, where he co-founded the ReInvent Law Laboratory, an innovative multi-disciplinary center that focused on the intersection of entrepreneurship, informatics, programming and design thinking to better understand, analyze and design the law.

Professor Katz has published or forthcoming work in a wide variety of academic outlets, including theEmory Law Journal, Ohio State Law Journal, Iowa Law Review, Illinois Law Review, Virginia Tax Review, Cornell Journal of Law & Public Policy, Journal of Law & Politics, Journal of Legal Education, Artificial Intelligence & Law, and Physica A.

His work has been highlighted in a number of media outlets, including the New York Times, The Wall Street Journal, Wired, Vox, National Public Radio,Slate Magazine, Huffington Post, 538, Bloomberg Businessweek, ABA Journal, Law Technology News and The American Lawyer.

Professor Katz is an external affiliated faculty at CodeX-The Stanford Center for Legal Informatics. In addition to teaching and researching, Professor Katz serves as an editor of the International Journal of Law and Information Technology (Oxford University Press) and as a member of the Editorial Board of the Journal of Artificial Intelligence & Law (Springer Scientific). He serves on the Editorial Advisory Board for Law Technology News and is a member of the ABA Task Force on Big Data and the Law.

Professor Katz is actively involved in the rapidly growing legal technology industry.  He is the Co-Founder & Chief Strategy Officer of LexPredict (a Legal Analytics company).  He also serves as a formal and informal advisor to a large number of legal startups.  In addition, he is a member of the advisory board of NextLaw Labs – a global collaborative innovation ecosystem organized with Dentons (the world’s largest law firm).

Professor Katz received his Ph.D. in political science and public policy with a focus on complex adaptive systems from the University of Michigan. He graduated with a Juris Doctor cum laude from the University of Michigan Law School and simultaneously obtained a Master of Public Policy from the Gerald R. Ford School of Public Policy at the University of Michigan.  During his graduate studies, he was a fellow in Empirical Legal Studies at the University of Michigan Law School and a National Science Foundation IGERT fellow at the University of Michigan Center for the Study of Complex Systems.

John Neal

John Neal directs PTI Securities’ Glendale, Arizona office serving the firm’s clients in the Phoenix metro area and across the Western U.S. He oversees day-to-day operations, including client services, investor education, staff management and marketing. John has more than 12 years of management experience in the securities and financial services industry. He joined PTI Securities in 2003 in this role. Prior to that time, he was a branch manager with Phoenix area firms, Granite Capital Management and, most recently, Independent Financial Management. A native of Pittsburgh, Pennsylvania, John earned a bachelor’s degree in international management from Arizona State University in Tempe. Away from work, John enjoys reading, live music and outdoor activities. He also volunteers with the St. Vincent De Paul Society and the Lupus Foundation of America. Married with two children, John and his family live in Peoria, Arizona.

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